We have the detailed knowledge, proven experience and licence authorisations to provide a full range of Responsible Entity services. We have established registered schemes in a variety of asset classes under our licence and can assist promising investment managers to setup their own managed investment scheme and act as a Responsible Entity (for hire) for registered schemes.

 

Our fund services include:

 

• Scheme registration

• Production of offer/disclosure documents

• Compliance plan design

• Compliance monitoring: Corporations Act 2001 and Regulations, product disclosure statement, constitution, compliance plan

• Liaison with the Australia Securities an Investment Commission (ASIC)

• Management and adherence to legislative and regulatory requirements

• Appointment and monitoring of external service providers

• Back-office solutions (in-house or outsourced), including:

1. scheme administration

2. fund accounting

3. unit registry

4. portfolio valuation

5. unit holder reporting

• Complaints monitoring and resolution.

 

PPF Asset Management Ltd is licensed, qualified and equipped to deliver all legal, financial, and compliance requirements in its capacity as Responsible Entity (AFSL #229696).